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Law of civil procedure --- Financial law --- Stock exchanges --- Defense (Criminal procedure) --- Bourse --- Défense (Procédure pénale) --- Law and legislation --- Droit --- France. --- Défense (Procédure pénale) --- Securities commissions --- Securities fraud --- Stock fraud --- Fraud --- Independent regulatory commissions --- Paris (France).

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Peterson examines conditions and structures that led to abuses in the mutual fund industry. He seeks to provide understanding of not only the scandal's causes and its effects on investors, but also the regulatory response and reformation process. He breaks the scandal down into three parts: its root causes, regulatory responses by various actors, and attempts at reform and regulation. Key themes (e.g., why attorney generals were more successful in prosecuting this scandal than the SEC) are then identified to aid in a holistic understanding of the market timing and late trading scandal. The fin

Mutual funds -- Corrupt practices -- New York (State). --- Securities fraud -- New York (State). --- White collar crimes -- New York (State). --- Mutual funds --- Securities fraud --- White collar crimes --- Finance --- Business & Economics --- Investment & Speculation --- Corrupt practices --- Occupational crimes --- Stock fraud --- Investment companies --- Investment trusts --- Open-end mutual funds --- Profit-sharing trusts --- UITs --- Unit investment trusts --- Unit trusts --- Crime --- Fraud --- Investments --- Investment clubs --- E-books

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Cette nouvelle édition fournit un commentaire article par article sur le règlement des abus de marché (MAR)Comprend à la fois une analyse technique des termes du règlement MAR et un examen thématique des sources, du cadre général et des questions connexes liées à la réglementation européenne sur les abus de marché.Rédigé par des spécialistes de premier plan dans le domaine du droit des marchés de capitaux, issus de plusieurs juridictions européennes.Nouveautés de cette édition :Mise à jour complète pour refléter l'impact d'un certain nombre de développements majeurs dans la législation et la jurisprudence suite à la mise en œuvre du règlement européen sur les abus de marché (MAR).Nouveaux chapitres sur les sanctions et le droit international privé et le droit international civil procédural.Une meilleure couverture de l'exécution privée dans les principales juridictions (France, Allemagne, Italie, Pays-Bas et Espagne).

Money market. Capital market --- European law --- Financial law --- European Union --- Financial services industry --- Capital market --- Insider trading in securities --- Securities fraud --- Law and legislation --- European Union. --- Stock fraud --- Fraud --- Inside information (Securities trading) --- Insider information (Securities trading) --- Insider trading --- Securities --- Capital markets --- Market, Capital --- Finance --- Financial institutions --- Loans --- Money market --- Crowding out (Economics) --- Efficient market theory --- Services, Financial --- Service industries

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Hematologic equipment industry --- New business enterprises --- Securities fraud --- Stock fraud --- Fraud --- Business starts --- Development stage enterprises --- How to start a business --- New companies --- Start-up business enterprises --- Start-up companies --- Start-ups (Business enterprises) --- Starting a business --- Startups (Business enterprises) --- Business enterprises --- Business incubators --- Medical instruments and apparatus industry --- Corrupt practices --- Holmes, Elizabeth Anne, --- Theranos (Firm) --- History. --- Firms and enterprises --- Theranos [Palo Alto, Calif.] --- E-books

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Weaknesses in the enforcement of regulation have been targeted by the G-20 as a priority concern for reform. But enforcement efforts in securities markets have proven difficult and uneven. The recent scandal in the United States, wherein a Ponzi scheme orchestrated by Bernard Madoff went undetected by the U.S. authorities for more than two decades, has once again highlighted the importance of effective enforcement of securities regulation, as well as the challenges that securities regulators around the world face in implementing credible enforcement programs. While in many instances it is individuals who bear the losses, we show that noncompliance with securities law can have serious system-wide impact and that the credibility of the system as a whole rests on the existence of effective discipline-the probability of real consequences for failure to obey the law. This paper explores the elements of enforcement, why it is so challenging, why it is important, and whether its effects can be measured. Through an analysis of the data gathered in the World Bank/IMF Financial Sector Assessment Program (FSAP), the paper examines how enforcement is being carried out around the world and draws conclusions regarding how countries are meeting the challenge of effective enforcement.

Finance --- Business & Economics --- Investment & Speculation --- Securities industry. --- Securities fraud. --- Stock fraud --- Fraud --- Financial services industry --- Investments: General --- Public Finance --- Industries: Financial Services --- Business and Financial --- Corporation and Securities Law --- Taxation, Subsidies, and Revenue: General --- General Financial Markets: General (includes Measurement and Data) --- General Financial Markets: Government Policy and Regulation --- Financial Institutions and Services: Government Policy and Regulation --- Financial services law & regulation --- Public finance & taxation --- Investment & securities --- Securities regulation --- Legal support in revenue administration --- Securities --- Financial regulation and supervision --- Financial services --- Nonbank financial institutions --- Law and legislation --- Revenue --- Financial instruments --- United States