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Negligence --- Securities --- Securities--Netherlands. --- Stockbrokers --- Legal status, laws, etc. --- Investment brokers --- Securities dealers --- Security traders --- Stock brokerage firms --- Stock brokers --- Legal status, laws, etc --- Brokers --- Guilt (Law) --- Liability (Law) --- Master and servant --- Accident law --- Damages --- Dolus (Civil law) --- Negligence, Contributory --- Reasonable care (Law) --- Torts

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The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevant to the regulation of the capital markets are explained and put into context within the economic operation of markets, institutions and products, the European Single Market, the FSA's policies and objectives, the historical evolution of the regulations and the general civil and criminal law. Drawing on 30 years' experience as a practitioner, and referring to a vast range of supporting materials, the author provides an insightful analysis and critique of the rules, the rule makers and the institutions.

Financial services industry --- Securities --- Stockbrokers --- Investment brokers --- Securities dealers --- Security traders --- Stock brokerage firms --- Stock brokers --- Brokers --- Services, Financial --- Service industries --- Law and legislation --- State supervision --- Legal status, laws, etc. --- 346.0920941 --- Uh3.1 --- Legal status, laws, etc --- European Parliament. --- Council of the European Union. --- Law --- General and Others

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The Bullish Thinking Guide for Managers serves as an educational tool for proactively dealing with emotional distress that may affect advisors in the high-risk/high-reward world of finance. In it, Dr. Alden Cass and Dr. Brian Shaw-with the help of Sydney LeBlanc-explore strategies that will help you recognize potential job stressors, manage office conflicts, and implement appropriate solutions. It will also assist you in developing a specific set of skills that will allow you to deal with the unpredictability of this environment.

Financial services industry - Personnel management. --- Investment advisors - Psychology. --- Investment advisors. --- Stockbrokers - Psychology. --- Investment advisors --- Stockbrokers --- Financial services industry --- Investment & Speculation --- Finance --- Business & Economics --- Psychology --- Personnel management --- Psychology. --- Personnel management. --- Services, Financial --- Investment brokers --- Securities dealers --- Security traders --- Stock brokerage firms --- Stock brokers --- Fund managers (Investment advisors) --- Investment advisers --- Investment counselors --- Investment houses (Investment advisors) --- Investment management firms --- Money managers (Investment advisors) --- Service industries --- Brokers --- Consultants --- Financial planners --- E-books

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For many financial market professionals worldwide, the era of high finance is over. The times in which bankers and financiers were the primary movers and shakers of both economy and society have come to an abrupt halt. What has this shift meant for the future of capitalism? What has it meant for the future of the financial industry? What about the lives and careers of financial operators who were once driven by utopian visions of economic, social, and personal transformation? And what does it mean for critics of capitalism who have long predicted the end of financial institutions? Hirokazu Miyazaki answers these questions through a close examination of the careers and intellectual trajectories of a group of pioneering derivatives traders in Japan during the 1990's and 2000's.

Stockbrokers --- Investment analysis --- Arbitrage --- Finance --- Funding --- Funds --- Analysis of investments --- Analysis of securities --- Security analysis --- Investment brokers --- Securities dealers --- Security traders --- Stock brokerage firms --- Stock brokers --- Law and legislation --- Economics --- Currency question --- Securities --- Speculation --- Brokers --- E-books --- 20th century japan. --- asian history. --- bankers and financiers. --- books about business. --- books for history lovers. --- business investments. --- easy to read. --- economic and social transformation. --- economics. --- educational books. --- engaging. --- financial ethnography. --- future of capitalism. --- home school history books. --- insights into japanese markets. --- japanese capitalism. --- japanese culture. --- japanese economy. --- japanese finances. --- japanese history. --- leisure reads. --- money and power. --- rise of modern japan. --- travel books. --- what is capitalism.

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In the past 10 years a growing number of countries have established or began establishing a primary dealer system. This paper discusses the role of primary dealers, as well as theoretical, operational, and technical issues related to the establishment of a primary dealer system, in the overall management of public debt for countries that may be considering taking this step. Drawing on a 2001 survey of country practices, the paper discusses the rationale, costs and benefits, and key prerequisites, as well as selection criteria, obligations, and privileges of a primary dealer system. It also attempts to determine the conditions under which a primary dealer system would make a positive contribution to the functioning and development of the government securities market.

Government securities. --- Stockbrokers. --- Brokers. --- Professional employees --- Investment brokers --- Securities dealers --- Security traders --- Stock brokerage firms --- Stock brokers --- Brokers --- Government agency securities --- Government bonds --- Public securities --- Treasuries (Securities) --- Treasury bonds --- Bonds --- Debts, Public --- Securities --- Banks and Banking --- Exports and Imports --- Finance: General --- Investments: General --- Public Finance --- General Financial Markets: General (includes Measurement and Data) --- Banks --- Depository Institutions --- Micro Finance Institutions --- Mortgages --- Central Banks and Their Policies --- Debt --- Debt Management --- Sovereign Debt --- Financial Institutions and Services: Government Policy and Regulation --- Portfolio Choice --- Investment Decisions --- Investment & securities --- Finance --- Banking --- Public finance & taxation --- Financial services law & regulation --- Government securities --- Securities markets --- Open market operations --- Public debt --- Financial institutions --- Financial markets --- Central banks --- Capital adequacy requirements --- Financial regulation and supervision --- Central bank financial reporting --- Capital market --- Banks and banking --- Asset requirements --- Liquidity --- Economics --- Canada