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Book

Securities investor protection : update on matters related to the Securities Investor Protection Corporation
Authors: United States. --- Securities Investor Protection Corporation.
Year: 2003 Publisher: Washington, D.C.

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Keywords
Securities --- Securities Investor Protection Corporation.

Book

Securities Investor Protection Corporation (SIPC)
Author: United States.
Year: 2007 Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,

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Securities --- Securities Investor Protection Corporation.

Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues
Author: Shorter, Gary W.
Year: 2019 Publisher: [Washington, D.C.] : Congressional Research Service,

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Securities --- Securities Investor Protection Corporation. --- United States.

Book

SEC's oversight of the Securities Investor Protection Corporation's activities
Author: United States.
Year: 2011 Publisher: Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits,

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Brokers --- Securities industry --- Auditing. --- Protection --- Securities Investor Protection Corporation

Book

SIPC exposes phony "look-alike" web site
Author: United States.
Year: 2005 Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,

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Securities fraud --- Internet fraud --- Securities Investor Protection Corporation.

Book

Follow-up on GAO recommendations concerning the Securities Investor Protection Corporation
Authors: Williams, Orice M. --- Securities Investor Protection Corporation. --- United States.
Year: 2004 Publisher: Washington, DC

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Securities Investor Protection Corporation --- Rules and practice --- Evaluation.

Book

A legislative proposal to amend the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, November 21, 2013.
Author: United States.
Year: 2014 Publisher: Washington : U.S. Government Printing Office,

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Securities industry --- Stockbrokers --- Law and legislation --- Legal status, laws, etc. --- United States. --- Securities Investor Protection Corporation --- Securities Investor Protection Corporation. --- Rules and practice. --- Securities Investor Protection Act of 1970 (United States)

Book

Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.
Author: United States.
Year: 2016 Publisher: Washington : U.S. Government Publishing Office,

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Securities fraud --- Investment advisors --- Stockbrokers --- Prevention. --- Government policy --- Government policy --- Securities Investor Protection Corporation --- Management.

Book

Anlegerschutz im Wertpapiergeschaft AGB in der Kreditwirtschaft : Bankrechtstag 2010.
Author: Bankrechtstag
ISBN: 1283166267 9786613166265 3110248921 Year: 2011 Publisher: Berlin : De Gruyter,

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Banking Law Day 2010 in Bonn addressed the topics of "Investor Protection in the Securities Business" and "Terms and Conditions in the Banking Industry". Under the direction of Klaus J. Hopt and Volker Vorwerk, expert speakers from academia, daily practice and legislature debated the issues.

Keywords
Banking law --- Banks and banking --- Investments --- Law and legislation --- Banking Industry. --- Investor Protection. --- Securities Business.

Book

Assessing the limitations of the Securities Investor Protection Act : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, September 23, 2010.
Author: United States.
Year: 2011 Publisher: Washington : U.S. G.P.O.,

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Keywords
Securities fraud --- Investment advisors --- Stockbrokers --- Prevention. --- Legal status, laws, etc. --- Securities Investor Protection Corporation. --- United States.

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