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EU effecten effectenreglementering kapitaal prospectus transparantie instellingen voor collectieve belegging - ICB 's UCITS investeringen investeringsregime MIFID trading - tradingmarkt marktmisbruik institutioneel kader toezicht controle - Inhoudstafel: Part I Introduction 1: Introduction Part II Capital Raising 2: Capital Raising Part III Collective Investment Schemes 3: Collective Investment Schemes Part IV The EC Investment-services Regime 4: The Regulation of Investment Services providers: the EC Regime 5: The Investment-services Passport 6: The Prudential Regulation of Investment Services Providers and Conflict-of-Interest Regulation 7: Protective Regulation 8: Gatekeepers 9: Investor Compensation Part IV Trading Markets 10: Order Execution 11: The Settlement of Securities Transactions Part V Market Abuse 12: Market AbusePart VI The Institutional Structure of EC Securities Regulation 13. The Rule-making Structure 14: Supervision- Beschrijving: In the wake of radical and far-reaching legal market and institutional reforms which followed the completion of the Financial Services Action Plan the EC regime for Securities Regulation now governs Community financial markets and has almost replaced national law in this area. This long-awaited second edition considers the extensive new regime in its legal institutional political market context and assesses the forces which have shaped it. Far-reaching reforms have followed from the coincidence of law-making reform under the Lamfalussy process with the regulatory reforms adopted under the Financial Services Action Plan. This book considers key measures including the 2003 Prospectus Directive the 2003 Market Abuse Directive the 2004 Transparency Directive the reforms to the UCITS regime the groundbreaking 2004 Markets in Financial Instruments Directive and the extensive developments in clearing and settlement. A new chapter addresses the treatment of gatekeepers. Detailed attention is given throughout the book to the extensive rules which apply at level 2 and to the level 3 process. New chapters have also been added on law-making and supervision following the dramatic developments which followed the establishment of the Committee of European Securities Regulators. The influence wielded by the CESR on EC securities regulation is a key undercutting theme of the book.

Securities --- EEC / European Union - EU -Europese Unie - Union Européenne - UE --- 333.604 --- Securities industry --- -Capital market --- -346.092094 --- Uh3.3 --- Capital markets --- Market, Capital --- Finance --- Financial institutions --- Loans --- Money market --- Crowding out (Economics) --- Efficient market theory --- Financial services industry --- Reglementering van de financiële markten. Controle op de uitgifte van effecten. --- Law and legislation --- -Law and legislation --- -Securities --- -EEC / European Union - EU -Europese Unie - Union Européenne - UE --- 346.092094 --- Reglementering van de financiële markten. Controle op de uitgifte van effecten --- Securities - European Union countries.

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Securities --- Valeurs mobilières --- Droit --- AA / International- internationaal --- 347.731 --- U75 - Marchés financiers - Financiële markten --- -Securities industry --- -Capital market --- -346.092094 --- Uh3.3 --- Capital markets --- Market, Capital --- Finance --- Financial institutions --- Loans --- Money market --- Crowding out (Economics) --- Efficient market theory --- Financial services industry --- Blue sky laws --- Capitalization (Finance) --- Investment securities --- Portfolio --- Scrip --- Securities law --- Underwriting --- Investments --- Investment banking --- Wetgeving op effectenbeurzen, de goederenbeurzen en de deviezenbeurzen. Raider. --- Law and legislation --- -Law and legislation --- -Securities --- Valeurs mobilières --- 346.092094 --- Wetgeving op effectenbeurzen, de goederenbeurzen en de deviezenbeurzen. Raider --- Securities - European Union countries

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Securities --- International and municipal law --- EEC / European Union - EU -Europese Unie - Union Européenne - UE --- 333.611 --- 333.646 --- 334.154.2 --- -Securities industry --- -346.092094 --- Uh3.3 --- Financial services industry --- Blue sky laws --- Capitalization (Finance) --- Investment securities --- Portfolio --- Scrip --- Securities law --- Underwriting --- Investments --- Investment banking --- Organisatie, reglement, bewaking. --- reglementering van de Beurs. --- Financieel recht in de Europese Gemeenschappen. Verzekeringen. --- Law and legislation --- -Law and legislation --- -International and municipal law --- 346.092094 --- Organisatie, reglement, bewaking --- reglementering van de Beurs --- Financieel recht in de Europese Gemeenschappen. Verzekeringen --- Securities - European Union countries --- International and municipal law - European Union countries

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European law --- Law of real property --- International private law --- AA / International- internationaal --- 333.154 --- 333.611 --- 347.731 --- 347.730 --- Stock transfer --- -Securities --- -Stock transfer --- -Law --- -346.092094 --- Uh3.3 --- Blue sky laws --- Capitalization (Finance) --- Investment securities --- Portfolio --- Scrip --- Securities --- Securities law --- Underwriting --- Investments --- Investment banking --- Acts, Legislative --- Enactments, Legislative --- Laws (Statutes) --- Legislative acts --- Legislative enactments --- Jurisprudence --- Legislation --- Stock transfers --- Stocks --- Transfer of stocks --- Transfers of stocks --- Elektronische geldtransfers. Clearing. Home banking. --- Organisatie, reglement, bewaking. --- Wetgeving op effectenbeurzen, de goederenbeurzen en de deviezenbeurzen. Raider. --- Financiële instellingen: algemeen. --- States --- International unification --- Law and legislation --- Registration and transfer --- Transfer --- Law --- International unification. --- States. --- 346.092094 --- Elektronische geldtransfers. Clearing. Home banking --- Organisatie, reglement, bewaking --- Financiële instellingen: algemeen --- Wetgeving op effectenbeurzen, de goederenbeurzen en de deviezenbeurzen. Raider

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EEC / European Union - EU -Europese Unie - Union Européenne - UE --- 333.604 --- Financial institutions --- -Financial instruments --- -346.092094 --- Capital instruments --- Financial instruments --- Legal instruments --- Negotiable instruments --- Financial intermediaries --- Lending institutions --- Associations, institutions, etc. --- Reglementering van de financiële markten. Controle op de uitgifte van effecten. --- Law and legislation --- -Law and legislation --- Financial services industry --- Investment advisors --- Mutual funds --- Stockbrokers --- Legal status, laws, etc. --- -Financial services industry --- 346.092094 --- Investment companies --- Investment trusts --- Open-end mutual funds --- Profit-sharing trusts --- UITs --- Unit investment trusts --- Unit trusts --- Fund managers (Investment advisors) --- Investment advisers --- Investment counselors --- Investment houses (Investment advisors) --- Investment management firms --- Money managers (Investment advisors) --- Services, Financial --- Investment brokers --- Securities dealers --- Security traders --- Stock brokerage firms --- Stock brokers --- Legal status, laws, etc --- Reglementering van de financiële markten. Controle op de uitgifte van effecten --- European Parliament. --- Council of the European Union. --- Investments --- Investment clubs --- Consultants --- Financial planners --- Service industries --- Brokers