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Book
The evolution of U.S. military policy from the Constitution to the present

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"The laws that govern the U.S. Army have changed little since 1940. These laws have become so familiar that many may assume they constitute a 'traditional' U.S. military policy, emanating from the Constitution's division of federal and state powers. Drawing on a RAND study of the history of the U.S. Army and the evolution of laws that authorize, empower, and govern it, the authors of this report show that the current set of foundational laws for the Army were not an inevitable interpretation of the 'raise and support armies' or 'militia' clauses of the Constitution. Rather, U.S. military policy has evolved over time through changes in statutory law. These laws emerged from long-standing debates over the role of civilian-soldiers, the necessity of a standing professional force (i.e., the Regular Army), the relationship between the Army and the potential sources of manpower for expansion, the balance of federal and state authorities, and the nation's security needs. A series of legislative compromises between 1903 and 1940 established a consensus that forms the foundation of current military policy. By highlighting the evolution of military policy, this history introduces new questions about the so-called 'traditional' nature of the Army that exists today and supplies a context for future efforts to rethink how the Army might continue to evolve to meet the nation's changing security needs." -- Back cover.


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The U.S. Department of Defense's planning process : components and challenges

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Measuring Strategic Readiness: Identifying Metrics for Core Dimensions

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For five years, RAND researchers have worked with the Office of the Secretary of Defense to explore a more expansive approach to readiness assessments—one that looks beyond the narrow lens of operational readiness more typical of readiness systems in use in the Department of Defense (DoD) and considers a broader set of dimensions that could have an impact on readiness outcomes. This more expansive perspective can lead to a better understanding of the root cause of readiness shortfalls—or, at a minimum, better insights into how to uncover the root cause—and, in turn, inform more-effective solutions to remedy them. Each research effort conducted over this period has built on the prior and culminated in this report's novel methodology that could be adopted by DoD to assess its strategic readiness. In May 2019, the Office of the Under Secretary of Defense for Personnel and Readiness (OUSD [P&R]), asked RAND to provide a method and specific metrics to enable OUSD (P&R) and the entire defense community to more fully answer questions about the nation's readiness to execute the National Defense Strategy. In developing those methods and metrics, the research team was asked to focus on seven core dimensions of strategic readiness, as newly defined by the Office of the Secretary of Defense and the Joint Staff, to assess whether those seven dimensions were sufficiently broad for effective evaluation of DoD's strategic readiness—and to define additional dimensions if needed.

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Addressing the Friction Between the Army's People First Initiatives and Its Readiness Generation Process

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The authors examined the friction between the U.S. Army's People First objectives (which focus on command climate, cohesive teams, career goals, and work-life balance) and Regionally Aligned Readiness and Modernization Model (ReARMM) objectives (which focus on mission readiness) and developed strategies to mitigate this friction. The research methods included a policy review, interviews at the policy and unit levels, a scenario-based role-playing workshop with Army field-grade officers, an examination of Army personnel data in conjunction with ReARMM cycle calendars, and a review of literature on expectation management. The authors found, unexpectedly, that the Army's primary source of friction involves inconsistent communications about priorities―the Army's senior leaders clearly communicate their priorities, but at unit levels (division and below), those priorities are blurred, minimized, or absent. The Army's modernization and personnel systems do not have much freedom or incentive to adjust their processes in ways that will materially affect friction. The Army's incentives are also not aligned with its priorities: At the unit level, soldiers perceive that incentives are based on training outcomes and that there is little recognition or reward for People First outcomes. The authors recommend that the Army establish clear, consistent prioritization guidance that includes monitoring by higher headquarters to ensure that lower-level headquarters have not allowed priorities to be diluted; establish indicators to measure progress toward People First objectives and incorporate those indicators into evaluation mechanisms of unit leaders; and manage a few key positions (e.g., supply personnel during modernization) in ways that can mitigate critical friction points.

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Book
Defense planning in a time of conflict : a comparative analysis of the 2001-2014 quadrennial defense reviews, and implications for the Army : executive summary

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"This Executive Summary highlights findings from a comparative historical analysis of the four Quadrennial Defense Reviews (QDRs) conducted after 1997 (in 2001, 2006, 2010, and 2014), identifying trends, implications, and recommendations for the Army and Defense Department in order to shape the conduct of and improve future reviews. The summary systematically compares these most-recent four QDRs -- developed during a period of nearly a decade and a half of conflict in Afghanistan, Iraq, and elsewhere -- by examining them in the following categories: organization and process, strategy development, force planning, resources, risk assessment, and reception. The analysis is based on reviews of QDR documentation and defense budget, force structure, and manpower data, as well as structured conversations with individuals involved in each QDR. The authors find that the period under review ended much as it began, with an increasingly apparent gap among U.S. military strategy, forces, and resources, reflected in the changing defense strategies of each QDR. Most QDRs failed to adequately address the growing portfolio of demands on the force, as well as the risks associated with different end strengths and mixes of active- and reserve-component forces. Thus, the focus of future defense reviews should be assessing the adequacy of U.S. forces to support the chosen strategy at an acceptable level of risk, and the budgets needed to support those forces in the near, mid-, and long terms. It will be left to leaders in the U.S. Department of Defense to estimate the funding levels needed to execute the stated defense strategy, and it will be left to the White House and Congress both to agree on the level of defense funding that keeps risk at an acceptable level and to determine how best to pay that bill."--Publisher's description.


Book
A throughput-based analysis of Army active component/reserve component mix for major contingency surge operations

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This report examines how well the processes and timeline for generating ready forces from the Army reserve component (RC) units align with a need for rapid deployment to a future major conflict overseas. The report focuses on how the dynamics of the mobilization process for Army RC units can, or should, affect decisionmaking about force mix, as well as how policy and resourcing decisions can enhance or inhibit the speed and efficiency of mobilization. We created two models to simulate the effects of various changes to the mobilization and postmobilization training pipeline, to explore key drivers of training throughput, and to identify major bottlenecks that can inhibit fast and efficient mobilization of RC units. The analysis found that the sequence in which large and small units in the RC and active component (AC) units are put into the training pipeline affects the speed at which demand in the theater of operation can be met. Deploying smaller, quicker-to-train RC units in the earlier periods of a conflict and deferring the use of the larger, more complex-to-train RC formations to later stages of major operations appear to maximize the output of training facilities. The speed of deployment in a no-notice or short-notice mobilization may also be improved by maintaining a certain level of readiness in select RC units. For the Total Force structure, the findings suggest that the unit size and complexity should be considerations in allocation of force structure between the AC and the RC.


Book
Defense planning in a time of conflict : a comparative analysis of the 2001-2014 quadrennial defense reviews, and implications for the Army

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"This report presents a comparative historical analysis of the four Quadrennial Defense Reviews (QDRs) conducted after 1997 (in 2001, 2006, 2010, and 2014) and identifies trends, implications, and recommendations for the Army and U.S. Department of Defense, in order to shape the conduct of and improve future reviews. The study systematically compares these four QDRs-developed during a period of nearly a decade and a half of conflict in Afghanistan, Iraq, and elsewhere-by examining them in the following areas: organization and process, strategy development, force planning, modernization and transformation, resources, defense reform and infrastructure, risk assessment, and reception. The analysis is based on reviews of QDR documentation and defense budget, force structure, and manpower data, as well as structured conversations with individuals involved in each QDR. The authors find that the situation for U.S. defense strategy in the period under review ended much as it began, with an increasingly apparent gap among U.S. military strategy, forces, and resources, reflected in the changing defense strategies of each QDR. Most QDRs did not adequately address either the growing portfolio of demands on the force or risks associated with different end strengths and mixes of active- and reserve-component forces. To avoid a similar outcome, future defense reviews should focus on assessing the adequacy of U.S. forces to support the chosen strategy at an acceptable level of risk and on characterizing the budgets needed to support those forces in the near, mid-, and long terms. It will be left to leaders in the Department of Defense to estimate the funding levels needed to execute the stated defense strategy, and it will be left to the White House and Congress both to agree on the level of defense funding that keeps risk at an acceptable level and to determine how best to pay that bill."--Publisher's description.

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