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Dissertation
Schrems II and the European Travel Rule for crypto-assets: a potential dead-end way?

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Abstract

The Judgement of the Court of Justice of the European Union C-311/18 of 16 July 2020, “Data Protection Commissioner v Facebook Ireland Limited and Maximillian Schrems” (so-called “Schrems II”), has shaken the whole world. It has highlighted the importance of fundamental rights to privacy and data protection and stressed the core role of Chapter V of the GDPR with regard to international transfers of personal data. Meanwhile, the European Union has launched – together with a substantive piece of legislation regulating crypto-assets and crypto-asset service providers (CASPs) – a new package of laws in the Anti-Money Laundering field, including the so-called “Travel Rule” for crypto-assets. Such Travel Rule imposes to European CASPs a massive transfer of personal data to other entities involved in the business of crypto-assets, including legal persons located outside the EEA. The present thesis discusses the potential clash between, on the one hand, the GDPR and its Chapter V, in light of Schrems II, and, on the other hand, the future EU Travel Rule for crypto-assets. Finally, it aims at providing potential solutions to the main research question: can European CASPs comply with both the GDPR – in light of Schrems II – and the future EU Travel Rule?

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Dissertation
Non-fungible tokens and copyright law: A token of haven for copyright holders or a fraudulent hell?

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Non-fungible tokens, known as NFTs, are surfacing as an artistic haven for authors. Not only do they seem like a lucrative way to invest in digital art, but they also promise protection, remuneration and scarcity for artists on the blockchain. Promises that the internet and copyright law failed to keep. In the realm of blockchain, everything seemed to be possible, however, in the real world, things are more complicated. Unlike the promised protection NFTs make for authors, the image of NFTs through the lens of copyright law might not seem that colourful. In fact, an extensive body of European regulation and case law guard the domain of copyright protection. What subject matter is accorded copyright protection? What acts have the potential to be regulated by the rights of exploitation of authors? And what scenarios amount to copyright infringement? These questions have been carefully curated for literary and artistic works of analogue and digital nature; however, little legislation and jurisprudence exists concerning the products of web 3.0, specifically Art NFTs. This can result in a deep misunderstanding on behalf of NFT owners and buyers, and in worse case scenarios, cases of copyright infringement. With the purpose of studying the legal framework that surrounds NFTs, and clearing out the fog of illusion, this paper will rely on the European legal framework along with EU case law to answer this thesis’ main research question: “To what extent can Art NFTs be considered a copyright-protected subject matter and they a source of copyright infringement according to the EU copyright framework?” The paper will therefore start with a general overview of the technological ecosystem surrounding NFTs, to later dive into their elementary composition and the promises they make for digital artists, and how these elements translate into the legal notion of copyright law. The legal analysis consists of clarifying if Art NFTs can subsist copyright protection and which economic rights are indulged when one creates his own Art NFT. Finally, this analysis will present ownership scenarios that lead to copyright infringement.

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Dissertation
Kritische analyse van het Atresmedia-arrest

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Deze masterscriptie maakt een kritische analyse van het Atresmedia-arrest van het Hof van Justitie van 18 november 2020. Het onderzoek in de masterscriptie is puur rechtswetenschappelijk en behandelt het recht op een billijke vergoeding in het licht van het Europees recht en het Belgisch recht. Deze masterscriptie bespreekt vooreerst de feiten die aanleiding hebben gegeven tot het Atresmedia-arrest. Vervolgens overloopt de masterscriptie de bevindingen van het Hof van Justitie en de argumenten bij deze bevindingen. Ten slotte gaat de masterscriptie in detail in op de gevolgen van het Atresmedia-arrest. Wat de gevolgen voor de overige naburige rechten betreft, maakt de masterscriptie een onderscheid tussen de rechten van de uitvoerende kunstenaars en de rechten van de producenten van fonogrammen. De masterscriptie vormt kritische opmerkingen bij de argumenten van het Hof van Justitie. De masterscriptie komt onder meer tot de vaststelling dat de uitspraak van het Hof van Justitie in het Atresmedia-arrest in strijd is met de doelstellingen van het Europees recht. Daarnaast constateert de masterscriptie dat het Atresmedia-arrest kan zorgen voor rechtsonzekerheid. De masterscriptie komt verder tot de conclusie dat de gevolgen van het Atresmedia-arrest beperkt moeten blijven tot rechten die betrekking hebben op ‘fonogrammen’ of ‘reproducties daarvan’. Ten slotte formuleert de masterscriptie een alternatieve oplossing dan deze die het Hof van Justitie bepaalt.

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Dissertation
Copyrightability of APIs in the European Union from an interdisciplinary perspective

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This thesis studies the copyrightability of application programming interfaces (API) in the Eu- ropean Union. The first part of this research covers the question whether or not an API can be qualified as a work that can be subjected to copyright is answered. Next, the requirements for copyrightability are examined and applied to the API. Lastly, using the above results, the notion of API copyright is analysed from a practical perspective, to find out how the European ap- proach is compatible with how APIs are viewed and used in practice. There are two relevant copyright protection systems for APIs: first, the general copyright with the Berne Convention as the main source, and second, copyright protection for computer pro- grams with the Software Directive as the main source. With regards to the first research topic, an API is considered a literary and artistic work that is subjectable to copyright. APIs are also a part of a computer program: those are also protectable insofar they also constitute the expression of its author’s own intellectual creation. Applying the requirement of ‘original expression’ to APIs, learns that they most likely cannot be protected by copyright for computer programs, because they are only responsible for only a certain degree of functionality of the computer program. This thesis further establishes that the current legal framework, and most notably the notion of ‘originality’, is insufficiently devel- oped to assess whether APIs can be such original expressions. Finally, analysing the topic of API copyright from a practical viewpoint, this thesis shows that realistically, API specifications ought not to be protectable by copyright, because of the lack of creativity in their creation and functional character.

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Dissertation
The consequences of the Schrems II judgement for the use of cloud services in the financial sector

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In Schrems II the Court of Justice of the European Union declared the EU-US Privacy Shield invalid. The EU-US Privacy Shield was a lawful mechanism for exporting data to the US but was declared invalid due to concerns about surveillance activities by US state and law enforcement agencies. The Court of Justice did however upheld the EU Standard Contractual Clauses as a lawful mechanism for data exports, but decided that they had to be subject to an assessment of the recipient territory’s law and the potential need to put in place “supplementary measures” to ensure that exported EU data remains protected to a standard that is “essentially equivalent” with EU law. International transfers of personal data are of critical importance in a number of data-intensive sectors. One of the most data-intensive sectors in today's economy is the financial sector. The digital transformation in the financial sector began long before the COVID-19 outbreak, but the pandemic and the resulting changes in customer behaviour have accelerated this process. A commonly used tool in this digitalisation process is “cloud computing”. Credit institutions often lack the necessary IT infrastructure and in-house knowledge, hence they outsource many of their operations to cloud service providers, who provide a high level of operational flexibility and access to advanced data processing technology. Because a considerable segment of cloud providers in the EEA has servers or a parent company in the US, Schrems II may have significant implications for credit institutions using them. This thesis will therefore identify how credit institutions can comply with the new reality that exists after Schrems II and will explore whether a new EU-US Privacy shield would be necessary for these kinds of transfers. The thesis is structured as follows: (I) the first part will explain how cloud services are used by credit institutions and which legal framework applies,(II) the second part will discuss why the adequacy decision between the EU and the US was invalidated, and (III) the last part will discuss the consequences of the Schrems II judgement and whether a new adequacy decision would be necessary and/or possible.

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Dissertation
Trademarks in the metaverse: changing the fabric of reality through NFTs

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Gaming tore down the walls surrounding the metaverse and gave rise to the dematerialisation of fashion in these spaces. Non-Fungible Tokens, essentially a fingerprint proving ownership of digital items and tokenization, are complemented by the trust offered by trademark law in an uncertain environment plagued by misappropriation of trademarks and counterfeit goods and services. This research scrutinises the suitability of EU trademark law at the legal level to NFTs in the social gaming and fashion industry of the metaverse. Three subquestions intended to form a comprehensive answer to this central research question. The first subquestion examines to what extent NFTs can be protected under EU trademark law. After a technical introduction of NFTs, blockchain and smart contracts, this research concluded that specific assets NFTs link to are susceptible to registration as trademarks. It remains to be seen, however, whether brands will adapt their blanket approach filing strategy or rely on their existing trademarks. While an update of the trademark framework for blockchain domain names comparable to that of internet domain names is technically unfeasible, conservatory seizure of NFTs as in the Dutch Cryptobatz case presents a near term suitable option to strengthen trust in the regulatory framework with a sufficient level of protection. The second subquestion aims to give an answer to the question to what extent trademark owners have the possibility to react against the – possibly illegal – use of a trademark in commerce and other use in the metaverse. Since the metaverse intends to mirror our world and become a social hub for gamers, the relationship between trademarks and the protection of freedom of expression will often come into conflict with each other. This relationship was put to the test in the pending US Hermès v. MetaBirkins case. This case was used as a case study through the lens of EU trademark law, more specifically on the subject of immunizing artistic use through referential use and due cause defence. The third and last subquestion scrutinises the role of platforms and their responsibility. The pending US Nike v. StockX case was used as a case study to analyse the primary and secondary liability of intermediaries offering NFTs. StockX’ fundamental misunderstanding of NFTs as a method of commercialisation, rather than a product on its own, is likely to lead to primary liability since this constitutes misappropriation of a trademark. As regards secondary liability of intermediaries, this could be invoked in two types of infringement: cybersquatting and counterfeits. Although gaming platforms like Roblox aren’t – yet – required to police content, they might be increasingly motivated to provide brands with a digital counterfeit-free market.

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Dissertation
Employee mobility and trade secret – Protection of trade secret contained in the knowledge and skills of a former employee in Belgium and France. Comparative analysis of existing remedies in Belgium and France.

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Trade secrets are a means of protection that is increasingly valued by companies. On the periphery of the patent, protection by trade secret allows to keep the content of the protected information away from outside eyes. It is also a driving force and an incentive to innovation because it allows the economic operator who possesses one or several secrets to have a privileged position on the market which favors competitiveness. The economic operator thus has every interest in preventing the circulation and the knowledge by the others of his secret. But on the other hand, there is a fundamental principle, that of the mobility of employees. According to this principle, it is the right of any employee to change jobs without constraint and without being limited. Moreover, this circulation of brains also allows to stimulate innovation. It is at this level that a problem arises: a trade secret can be included in the knowledge and skills acquired by an employee in his or her former job. The European legislation on the matter, Directive 2016/943 on Trade Secret, tends to exclude knowledge and skills from the scope of the trade secret. The main question that arises is whether, to a certain extent, the secret contained in lawfully acquired knowledge and skills can be protected from disclosure when the employer has not provided clauses limiting the employee in his or her movements and use of the secret. To answer this question, the Belgian and French legal systems will be analyzed. This examination will make it possible to determine that these Member States do not follow the exclusion set out in the Directive to the letter. Indeed, the exclusion must be nuanced and relativized when confronted with peculiar situations.

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Dissertation
Artificial Intelligence and functions of a trademark: emerging issues

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Artificial Intelligence can be found in every field, and trademarks are no exception. In fact, the rapid growth of Artificial Intelligence in the last few years has led to the emergence of several applications intended to be used in e-Commerce to facilitate the consumer decision-making process. This new development threatens to eliminate the human factor or significantly diminish his/her role in the consumer decision-making process to the extent that humans are no longer the ones interacting with trademarks. Several questions naturally emerge one of which is about the functions of a trademark. This is why the central objective of this thesis is to disclose how Artificial Intelligence is currently interacting with the functions of a trademark as developed in the EU Trademark Law, especially during the consumer decision-making process and whether this interaction calls into question the functions of a trademark as we know them. The first chapter of this thesis focuses on the notion of Artificial Intelligence. It includes an overview of the efforts made over the years to establish a definition of Artificial Intelligence, a short explanation of its essential concepts and an outline of its current uses. The second chapter discusses the functions of a trademark. First, it provides some clarifications regarding the meaning of the term “functions” under Intellectual Property Law and the current EU Legal Framework on the Functions of a Trademark. Then follows an explanation of how the essential function of origin and the other economic functions of a trademark have evolved over the course of the CJEU's jurisprudence while also pointing out their main positive effects. After obtaining a better understanding of both Artificial Intelligence and the functions of a trademark in the previous chapters, the third chapter addresses the interplay between Artificial Intelligence and the functions of a trademark in the particular context of the consumer decision-making process. More specifically, this final chapter examines the specific Artificial Intelligence applications that can affect the consumer decision-making process and thus interact with trademarks, it clarifies the essential role of the human factor – the consumer – in this particular context, it tries to answer whether Artificial Intelligence actually challenges the functions of a trademark and evaluate whether the current EU legal framework is adequate for dealing with challenges created by this interplay.

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Dissertation
Alexa, who did it? The use of voice assistants as evidence in a criminal procedure in the Republic of Croatia

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Technology is changing the way crimes are investigated. The emergence of voice assistants in people’s homes and their popularity raised a question – can the things they “overhear” be used in a criminal investigation? This thesis examines the potential to use evidence provided by voice assistants in a criminal procedure, focusing the findings on the jurisdiction of Croatia. To do so, definitions of voice assistants and smart devices were provided, along with the categorization of smart devices based on the information they provide and the invasion of privacy they potentially have. As a state party to the European Convention of Human Rights, it is necessary to assess whether use of evidence provided by voice assistants is in accordance with Article 8, which protects the right to respect for private and family life, home and correspondence. The case law of the European Court of Human Rights in cases of Dragojević and Bašić was analysed, and a case from Arizona, U.S.A was presented as an example of how a voice assistant was used in a jurisdiction which is not a state party to the Convention. The challenges that are discussed include the question of invasion of privacy, shortcomings of the Croatian judiciary and the quality of the Croatian Criminal Procedure Code. Finally, a suggestion was made on the amendment of the Code which would include a special evidentiary measure of the collection and recording of audio files recorded by voice assistants.

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Dissertation
The right to freedom of expression in the cases of parody and satire from the perspective of the Council of Europe and EU legal framework: when can it be limited in the online world and what role do online platforms play?

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This thesis explores the right to freedom of expression in the cases of parody and satire. It addresses under what circumstances the right can be limited in the online world, based on relevant case law and guidance from both the European Union and the Council of Europe's legal framework. In addition, it tries to understand the role of online platforms when it comes to parody and satire. The introduction outlines the context and the research objectives, including the sources and the limitations of the research. Additionally, a high-level overview of the right of freedom of expression, in the cases of parody and satire, and its importance in European society is provided. The second chapter focuses on the limitations of the right to freedom of expression in the cases of parody and satire by examining primarily court cases from the European Court of Human Rights (ECtHR). Specifically, it compares cases falling under article 12 paragraph 2 to cases falling under article 17 of the Convention on Human Rights to better identify the limits of parody and satire under the Council of Europe’s legal framework. In addition, the limits of parody and satire under the European Union legal framework are also analysed. The thesis demonstrates, based on the criteria developed by the ECtHR and the Court of Justice of the European Union (CJEU), that while there are certain ‘hard’ limits, where parody and satire would not be permitted, in most cases, a case-by-case analysis is required. This analysis turns on a number of circumstances, including the context and the parties involved, which are outlined in the thesis. After defining these limits, the third chapter outlines the EU regulatory framework related to online platforms and tries to shed light on the intermediary liability regime of online platforms and its changes over the past twenty years. It is important to understand this regulatory framework in order to define the limits of parody and satire in the online world. In this context, the thesis looks at past and upcoming regulatory interventions at the EU level and compares the old regime (i.e. the E-Commerce Directive and the subsequent lex specialis) with the new one: i.e. the upcoming Digital Service Act (DSA). The thesis argues, among other things, that due to the growth in power and size of online platforms, it was necessary to introduce new legislation at EU level. Specifically, the DSA is analysed, focusing mainly on the parts related to intermediary liability and the responsibility of online service providers. More precisely, it provides a high-level overview of the expected due diligence obligations of online platforms, and their implication on the right to freedom of expression, in the cases of parody and satire. In the fourth chapter, the thesis reviews and compares the laws of three Member States (Germany, Austria and Italy) that have proposed or introduced laws regulating online platforms at the national level. As such, it tries to discern if any best practices can be deducted from those national interventions and if they included anything specific regarding the right to freedom of expression in the cases of parody and satire. The thesis concludes by arguing, that for the right to freedom of expression, too much (content) regulation can be detrimental as parody and satire often target natural persons, who can request the removal of such content.

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