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2024 (10)

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Dissertation
A New Approach for Mechanical Fault Detection Based on Self-supervised Learning and Signal Processing
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Year: 2024 Publisher: Leuven KU Leuven. Faculteit Ingenieurswetenschappen

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Condition-based maintenance relies on effective methods to detect any possible mechanical defect in a timely manner. In this thesis a new vibration-based approach for mechanical fault detection is introduced by incorporating signal processing methods into self-supervised learning. It uses signal processing methods to generate target variables from raw signals, and uses the target variables to guide the direction of self-supervised learning. To demonstrate the performance of the proposed approach, it is used to solve a representative problem, i.e., detect the single point outer-race defects in rolling element bearings. For solving the problem, the proposed approach incorporates the high-frequency resonance technique to the self-supervised learning approach. Tests are performed on both simulated and experimental datasets. Results show that, with the signal processing approach providing the domain knowledge of a certain type of mechanical defects, the proposed approach is able to train a model well capable of detecting the defects despite having only healthy vibration signals for training. Moreover, the proposed approach shows better performance comparing with the high-frequency resonance technique and the unsupervised learning approach. Further tests are also taken to show the performance of the proposed approach under different circumstances. It is found that the proposed approach tends to have better performance than the signal processing method even if the domain knowledge is wrong or incorrectly implemented. Therefore, it is suggested to use the proposed approach for detecting mechanical defects, especially when it is uncertain if the domain knowledge is correct and sufficient.

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Dissertation
Unbalance control for an active-passive magnetic bearing in a spacecraft reaction wheel

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This work investigated the suppression of vibrations due to the rotor unbalance of a passive magnetically suspended flywheel in a space satellite. For this purpose eight electromagnetic actuators were virtually added to the passive system, subsequently creating an active-passive magnetic bearing. Two types of vibration suppression were investigated. The first type is the rejection of the synchronous bearing reaction force, which aims at minimising the transmitted forces from the flywheel to the surrounding, in this case, the satellite. The rotor regime where this is the case corresponds to making the flywheel rotate around its principal axis of inertia. To achieve this, a control loop was developed, targeting to compensate the forces in the permanent magnetic bearing, thereby creating a free-floating condition of the rotor. Regarding stability, a sensitivity analysis on the estimated stiffness of the permanent magnetic bearing was required and a stable range for the accuracy of this estimate was determined. In this stable range, the control scheme proved to be able to reduce the transmitted forces, with increasing performance for increasing accuracy of the stiffness estimate. A secondary type of vibration suppression aimed at minimising the displacements of the flywheel, thus making it rotate exactly around its geometric axis. This requires much higher forces, as the unbalance force, caused by the rotor unbalance, needs to be compensated here. A control law that enables control of the rotor’s parallel and conical mode separately, called decoupled control, was designed for this concrete system and improved with an iterative learning control scheme. This control scheme was able to reduce the rotor displacements to zero with a zero steady-state error, albeit with a very low convergence rate for high rotor speeds, up to 10000 RPM. An actual electromagnetic actuator was designed and manufactured to validate the two control schemes against reality. A test campaign was set up to perform static and dynamic tests, which led to the finding that the amplitudes of the sinusoidal forces that are required, do not reach the expected values, based on calculations. Probable reasons for this are magnetic hysteresis and electromagnetic inductance. This implied the need for an extra frequency- and amplitude-dependent compensation factor in the control schemes, which could be obtained from further actuator characterisation, including extensive test campaigns. Taking into account this need, two valuable vibration suppression algorithms were developed.

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Dissertation
Unbalance control for an active-passive magnetic bearing in a spacecraft reaction wheel

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Abstract

This work investigated the suppression of vibrations due to the rotor unbalance of a passive magnetically suspended flywheel in a space satellite. For this purpose eight electromagnetic actuators were virtually added to the passive system, subsequently creating an active-passive magnetic bearing. Two types of vibration suppression were investigated. The first type is the rejection of the synchronous bearing reaction force, which aims at minimising the transmitted forces from the flywheel to the surrounding, in this case, the satellite. The rotor regime where this is the case corresponds to making the flywheel rotate around its principal axis of inertia. To achieve this, a control loop was developed, targeting to compensate the forces in the permanent magnetic bearing, thereby creating a free-floating condition of the rotor. Regarding stability, a sensitivity analysis on the estimated stiffness of the permanent magnetic bearing was required and a stable range for the accuracy of this estimate was determined. In this stable range, the control scheme proved to be able to reduce the transmitted forces, with increasing performance for increasing accuracy of the stiffness estimate. A secondary type of vibration suppression aimed at minimising the displacements of the flywheel, thus making it rotate exactly around its geometric axis. This requires much higher forces, as the unbalance force, caused by the rotor unbalance, needs to be compensated here. A control law that enables control of the rotor’s parallel and conical mode separately, called decoupled control, was designed for this concrete system and improved with an iterative learning control scheme. This control scheme was able to reduce the rotor displacements to zero with a zero steady-state error, albeit with a very low convergence rate for high rotor speeds, up to 10000 RPM. An actual electromagnetic actuator was designed and manufactured to validate the two control schemes against reality. A test campaign was set up to perform static and dynamic tests, which led to the finding that the amplitudes of the sinusoidal forces that are required, do not reach the expected values, based on calculations. Probable reasons for this are magnetic hysteresis and electromagnetic inductance. This implied the need for an extra frequency- and amplitude-dependent compensation factor in the control schemes, which could be obtained from further actuator characterisation, including extensive test campaigns. Taking into account this need, two valuable vibration suppression algorithms were developed.

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Dissertation
A novel approach for interpreting machine learning models for bearing diagnostics through domain-transformed attribution maps

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Bearing health directly impacts machine performance and reliability. Unforeseen bearing failures can be costly and hazardous. To prevent such occurrences, condition monitoring (CM) is crucial. Traditional CM techniques rely on human expertise for interpreting sensor data, but growing machine complexity necessitates more intelligent methods. Machine learning (ML), particularly neural networks, offer great potential for CM. However, their lack of interpretability (black box effect) hinders trust and hinders understanding of their decision-making processes. Explainable AI (XAI) methods are being developed to address this, but most are designed for image data. This thesis proposes a novel XAI framework specifically designed for time-series data used in bearing CM. It introduces a novel domain transformation technique to convert sensitivity maps, which explain model behavior, into a human-interpretable domain such as the envelope spectrum. Additionally, it presents a complex masking technique for complex signals, building upon existing XAI methods. The effectiveness of the proposed framework is validated on two datasets. The analysis reveals limitations of the commonly used CWRU dataset and achieves good results on the internal LVL dataset. Furthermore, a novel framework for generating train/test splits is devised to address issues with the CWRU dataset. This thesis contributes to the field of bearing CM by establishing a new framework for interpretable ML analysis using XAI sensitivity maps. This allows for improved trust and understanding of these powerful models in critical applications.

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Dissertation
Determining when the cost of destructive tests of rolling element bearings can be justified.

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Many advanced machine learning algorithms have already been developed to identify faults in rolling element bearings using acceleration or acoustic measurements. However most of these Fault Detection Algorithms are dependent on failure data for training, to be able to accurately detect if the component is faulty or not. The failure data can come from measurements on a machine that has a failed bearing or it can come from destructive tests of the bearing. The failure data are utilized to train a Fault Detection Algorithm that will determine if there is a fault in the bearing, based on the analysis of the measured signal. This signal is measured on the machine during normal working conditions. The trained machine learning algorithm will evaluate the measured signal and will give a prediction if the bearing is faulty or not. Using this prediction the company can then start the necessary maintenance procedure to replace the bearing or continue working with the machine. From the standpoint of training the Fault Detection Algorithm will more data from destructive tests result in a better performance of the Fault Detection Algorithm. This better performance will reduce the number of false alarms and missed detections and this will result in a cost reduction. But every destructive test will bring with an increase in cost for the company. The industry will require a cost benefit analysis of the investment in destructive test(s) to determine if it is economically feasible to have Condition Based Maintenance with a number of destructive tests. Condition Based Maintenance with destructive tests is one of three maintenance strategies, second is Condition Based Maintenance with no destructive tests and the third is Breakdown Maintenance. Condition Based Maintenance without destructive tests will utilise a Unsupervised Fault Detection Algorithm to determine if the bearing is defective or not. The investment for Condition Based Maintenance without destructive tests is less because there are no cost for the destructive tests, but the performance of the Unsupervised Fault Detection Algorithm will be lower in most cases. So there will be a higher cost due to more false alarms and missed detections. The majority of machines in the industry utilise Breakdown Maintenance, the machine is kept in operations until there is a breakdown, if a breakdown occurs the bearing will be replaced and any other damages repaired. In this scenario has the company no investment cost in Condition Based Maintenance but will have a higher cost due to more downtime because of the breakdown(s). This master thesis presents a framework for quantifying the monetary value associated with a single run-to-failure data point. This framework considers various factors crucial to the decision-making process, including the cost of conducting run-to-failure experiments, the enhanced classification performance achieved by models trained on larger datasets, the potential mismatch between laboratory conditions and real-world operating environments, and the value of early fault detection. One of the main findings of this master thesis is the trade-off found between the added value of a destructive test and the added cost of the destructive test. For different machine setups these trade-offs will be different. These differences are attributable to the cost factors of the machine setups and the prediction performance of the algorithm.

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Dissertation
Tackling Data Scarcity with Transfer Learning for Wind Noise Detection in End-of-Line Automotive Testing

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The goal of this work is to investigate traditional machine learning and domain adaptation techniques for robust classification in scarce data settings, specifically targeting wind noise detection during End-of-Line testing in the automotive industry. Utilizing a synthetically generated dataset, derived from Virtual Sound Synthesis software and actual test recordings, the research focuses on the Power Spectral Density (PSD) of acoustic data as the feature representation. The Welch method was employed for PSD computation.The initial experiment explored varying frequency resolutions of PSD and their impact on the performance of machine learning pipelines comprising Principal Component Analysis (PCA) and classifiers such as Support Vector Machines (SVM) and Random Forests (RF). It was observed that high-frequency resolutions (nperseg > 16384) often led to overfitting, while values between 512 and 16384 were optimal, achieving high classification accuracy. The SVM classifier notably performed well for Mondeo and Focus datasets under specific hyperparameter configurations. Feature-based Domain Adaptation (DA) methods were compared in the next experiment, such as Subspace Alignment (SA), CORAL, Transfer Component Analysis (TCA), and kernel PCA, across multiple classifiers and scaling techniques. SA, combined with standard scaling and RF, consistently demonstrated superior performance, achieving over 85\% accuracy with more than 10 components in the subspace projected using SA. The study found that increased data availability only slightly improved performance and the performance was promising despite significantly lower resource settings, thus inciting further investigation. Overall, the RF classifier with 100 estimators consistently exhibited the highest classification performance, achieving over 98\% accuracy in initial experiments and 80\% in domain adaptation experiments, without significant degradation in scarce data settings. It was also seen that the SVM classifier had exhibited a Robust performance across the domains tested with 80\% accuracy using Subspace Alignment and 20 components in the scarcest data settings used. This research has demonstrated that SA, when combined with standard scaling, RF classifiers or SVM classifiers, is promising for transfer learning.

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Dissertation
Improving cavitation detectability with the use of advanced vibration signal processing tools

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This thesis covers the development of a cavitation detection methodology capable of detection at the visual inception point using accelerometer data. The method- ology is based on a normalised spectral correlation and targets the second order cyclostationary component with cyclic frequencies corresponding to the rotational frequency and blade passing frequency. For this, the proposed detection methodology relies on the concept of a cavitation carrier. Different existing carrier detection algorithms were tested including methods based on the Fast Kurtogram and the TATF. The limitations of these carrier detection algorithms led to the development of two new methodologies, one solely based on spectral correlations and one combining both the spectral correlations with the variational mode decomposition for better detection of the central frequency. Electromagnetic interference, an industrially relevant problem, proved to be challenge for carrier detection, but can be overcome by a significantly high cyclic frequency resolution requiring a sufficiently long time series of data. Finally the detection threshold was set by a maximum of 5% false alert rate in healthy data which provided up to 94% accurate detection as well as detection at the visual inception point.

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Dissertation
Rotating machinery’s speed extraction through smartphone sound and video measurements

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This thesis investigates the viability of non-contact speed estimation methods for rotating machinery using embedded sensors in modern smartphones. Two methodolo- gies are explored: video-based speed extraction leveraging the rolling shutter effect of smartphone cameras, and audio-based speed extraction utilizing the microphones to capture acoustical signals. The video-based method exploits image deformations caused by readout delays from the rolling shutter of a smartphone camera. Furthermore, it employs automated object segmentation techniques to enhance the shaft extraction process, allowing for smartphone movement during measurements. Mathematical models were developed to account for changes in smartphone orientation and position, validated on an in-house test rig. Results show successful speed extraction with a (Normalized Root Mean Squared Errors) NRMSE value below 2%. The audio-based method applies a multi-order probabilistic approach (MOPA) to estimate rotational speed from acoustical data. Tested on the same setup, this method shows promising results for speeds above 15 Hz, achieving NRMSE values below 2% that decrease with increasing rotational speed. However, it is less effective at lower speeds and high accelerations due to its reliance on a continuity condition. Comparing the results reveals that the video-based method is superior at low speeds and high accelerations, whereas the audio-based method excels at high speeds with low accelerations. Both methods demonstrate potential as contactless alternatives for condition monitoring of rotating machinery, but there is still room for improvements.

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Dissertation
Exploiting the dynamic content of torque measurements towards the detection of drivetrain mechanical faults

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The reliability and efficiency of mechanical systems, particularly drivetrains, are critical for industrial applications. Drivetrain mechanical faults can lead to significant operational downtime and costly repairs, making early detection essential for maintaining optimal performance. This thesis explores the dynamic content of torque measurements as a novel approach towards the detection of drivetrain mechanical faults, specifically targeting faults in bearings and gears. Initially, a comprehensive literature review is conducted to understand the various mechanical faults that can occur in bearings and gears, as well as state-of-the-art condition monitoring approaches using dynamic acceleration signals. Advanced signal processing techniques are employed to identify mechanical faults. This foundational review informed the subsequent data analysis techniques used in this research. The experimental phase involved a test setup on which a loaded one-stage test gearbox under four different configurations, combining a damaged/healthy gear with a damaged/healthy bearing, under several different load and speed conditions is tested. The gear fault was simulated by creating artificially induced pitting damage on one tooth surface, while the bearing fault was introduced by carving a notch on the inner race, both using a high-speed multi-tool equipped with a grinding cutter. With an appropriate torque transducer, dynamic torque measurements are acquired for each configuration of the setup. Advance signal processing techniques are employed to analyze the collected torque data. For gear fault detection, it is proven possible to identify a local gear tooth fault starting from the raw torque signals. For bearing fault detection, similar techniques were applied, although the identification of the introduced fault is proven more challenging. While the industrial application of torque sensors within drivetrains may not be widely adopted due to their intrusive nature in the powertrain, the methodologies developed in this research provide a significant step towards analyzing torque signals derived from dedicated load models, for example created with the help of strain-gauge measurements. The findings, in this paper, offer a potential pathway for future research to fault diagnostics and prognostics using torque signals, potentially leading to improved maintenance strategies, reduced downtime, and cost savings in industrial settings.

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Dissertation
Analysis of the effects of the load variation on the vibration signatures of defected bearings using signal processing

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Vibration-based condition monitoring is a widely used technique for predictive and preventive maintenance of machines containing rotating components such as bearings, gears etc. The technique relies on inferring the state of various machine components based on measured vibration signals acquired from a transducer placed on the machine. However, in practice, machines often operate under variable operating conditions, which can prevent correctly inferring a component’s state from the measured vibration. For this reason, extensive research has been conducted over the past decade to tackle this problem. The following research was conducted to report the effect of variable load conditions on the vibration signatures captured from damaged bearings, given the lack of full-fledged analyses in contemporary literature. In addition, the research is supplemented by the proposal of a novel load-demodulation strategy to remove the load effects from measured bearing vibrations. Besides a theoretical study to uncover the state-of-the-art consensus regarding the load effects, vibration measurements were captured under various load conditions on two different bearing diagnostic setups during an extensive measurement campaign and analyzed afterwards. It was found that the resulting forces acting under high speed in combination with increased load, can significantly reduce the vibration and suppress the damage signature originating from a damaged outer race bearing. In addition, the proposed (and later improved) demodulation strategy presented some shortcomings in recovering the suppressed damage signature. In conclusion the research was able to report in more detail the unneglectable effect of load on damaged bearing vibrations but recommends some additional research to cover some omitted load conditions and re-evaluate an alternative demodulation approach.

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