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KU Leuven (4)

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book (8)

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English (8)

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2009 (8)

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Book

"Senior" specialists and advisors : what you should know about professional designations
Author: United States.
Year: 2009 Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,

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Abstract

Keywords
Professional ethics. --- North American Securities Administrators Association. --- Financial Industry Regulatory Authority.

Book

Execution quality statistics : how to find information on order execution and routing practices
Author: United States.
Year: 2009 Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,

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Abstract

Keywords
Stock exchanges. --- Electronic trading of securities. --- Disclosure of information. --- Financial Industry Regulatory Authority.

Book

Execution quality statistics : how to find information on order execution and routing practices
Author: United States.
Year: 2009 Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,

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Abstract

Keywords
Stock exchanges. --- Electronic trading of securities. --- Disclosure of information. --- Financial Industry Regulatory Authority.

Book

"Senior" specialists and advisors : what you should know about professional designations
Author: United States.
Year: 2009 Publisher: [Washington, D.C.] : U.S. Securities and Exchange Commission,

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Abstract

Keywords
Professional ethics. --- North American Securities Administrators Association. --- Financial Industry Regulatory Authority.

Book

Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009.
Author: United States.
Year: 2009 Publisher: Washington : U.S. G.P.O.,

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Abstract

Keywords
Ponzi schemes --- Investment advisors --- Securities fraud --- Corrupt practices --- Prevention. --- Madoff, Bernard L. --- United States. --- Financial Industry Regulatory Authority --- Rules and practice.

Book

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.
Author: United States.
Year: 2009 Publisher: Washington : U.S. G.P.O.,

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Abstract

Keywords
Ponzi schemes --- Investment advisors --- Securities fraud --- Corrupt practices --- Prevention. --- Madoff, Bernard L. --- United States. --- Financial Industry Regulatory Authority --- Securities Investor Protection Corporation --- Rules and practice.

Book

The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009.
Author: United States.
Year: 2009 Publisher: Washington : U.S. G.P.O.,

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Abstract

Keywords
Ponzi schemes --- Investment advisors --- Securities fraud --- Corrupt practices --- Prevention. --- Madoff, Bernard L. --- United States. --- Financial Industry Regulatory Authority --- Securities Investor Protection Corporation --- Rules and practice.

Book

Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009.
Author: United States.
Year: 2009 Publisher: Washington : U.S. G.P.O.,

Abstract | Keywords | Export | Availability | Bookmark

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Reference Manager

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RefWorks (Direct export to RefWorks)

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Abstract

Keywords
Ponzi schemes --- Investment advisors --- Securities fraud --- Corrupt practices --- Prevention. --- Madoff, Bernard L. --- United States. --- Financial Industry Regulatory Authority --- Rules and practice.

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