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Securities and Exchange Commission : additional actions needed to ensure planned improvements address limitations in Enforcement Division operations : report to the Ranking Member, Committee on Finance, U.S. Senate.
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Year: 2007 Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office,

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Financial market preparedness : significant progress has been made, but pandemic planning and other challenges remain : report to congressional requesters.
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Year: 2007 Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office,

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Securities and Exchange Commission : opportunities exist to improve oversight of self-regulatory organizations : report to the Ranking Member, Committee on Finance, U.S. Senate.
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Year: 2007 Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office,

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The big investment lie
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ISBN: 1283268493 9786613268495 9781576754078 1605093912 9781605093918 9781609943196 1609943198 6613268496 1576754073 9781283268493 Year: 2007 Publisher: San Francisco, CA Berrett-Koehler Publishers

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This exposé of regularized falsehood reveals the unfortunate truth behind the financial advisory industry - that professional investors cannot, and never have been able to, beat market averages. Written by a well-credentialed insider, this book additionally provides detailed insights into where people should really invest their money.

Redesigning financial regulation : the politics of enforcement
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ISBN: 0470018720 9780470018729 Year: 2007 Publisher: Chichester, England ; Hoboken, NJ : John Wiley & Sons,

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Haftung und Regulierung internationaler Rating-Agenturen
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ISBN: 9783631575444 Year: 2007 Publisher: Frankfurt am Main ; New York : P. Lang,

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Koersen door de Wet op het financieel toezicht : regelgeving voor uitgevende instellingen, beleggingsinstellingen en beleggingsondernemingen
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ISBN: 9789054547952 Year: 2007 Publisher: Den Haag : Boom Juridische Uitgevers,

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Investor protection : a review of plaintiffs' attorney abuses in securities litigation and legislative remedies : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, second session, June 28, 2006.

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Credit derivatives : confirmation backlogs increased dealers' operational risks, but were successfully addressed after joint regulatory action : report to congressional requesters.
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Year: 2007 Publisher: [Washington, D.C.] : U.S. Govt. Accountability Office,

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Financial markets and exchanges law
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ISBN: 9780199285808 Year: 2007 Publisher: Oxford : Oxford university press,

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