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'Regulation and Compliance in Operations' looks at how regulation affects the operations function by focusing on regulatory issues and drivers. As regulatory demands ever increasing, it is important for operations teams to be aware of the important regulatory issues which exist globally. Like any other part of an organization in the financial services industry, operations has rules and regulations to comply with. Although many view regulation as being about rooting out rogue traders and controlling speculators, its role is much more profound than this, and without it many
Securities industry --- Law and legislation --- Self-regulation --- Financial services industry
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Financial institutions --- Financial services industry --- Information networks --- Security measures --- Protection
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Derivative securities --- Derivative securities --- Financial services industry --- Globalization
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Financial institutions --- Financial services industry --- Information networks --- Security measures --- Protection
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Hedge funds --- Capital gains --- Saving and investment --- Financial services industry --- Capital gains. --- Financial services industry. --- Hedge funds. --- Saving and investment. --- United States.
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Editor Anne McKinneyReviews and ExcerptsThis book offers a rich mix of resumes and cover letters designed to help the career-minded advance in the financial field. From mortgage loan officer, to controller, to accounting manager, you will see examples of resumes used by real people to move in (and up) in the financial industry. Learn how to show off your technical know-how using effective formats and prose.""Distinguished by its highly readable samples."" - Library Journal1-885288-15-8
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Financial services industry --- Government policy --- European Union countries --- United States --- Foreign economic relations
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