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Regulation and compliance in operations
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ISBN: 1282381318 9786612381317 0080516009 0750654872 9780750654876 9780080516004 9781282381315 Year: 2004 Publisher: Amsterdam London Boston Elsevier Butterworth-Heinemann

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'Regulation and Compliance in Operations' looks at how regulation affects the operations function by focusing on regulatory issues and drivers. As regulatory demands ever increasing, it is important for operations teams to be aware of the important regulatory issues which exist globally. Like any other part of an organization in the financial services industry, operations has rules and regulations to comply with. Although many view regulation as being about rooting out rogue traders and controlling speculators, its role is much more profound than this, and without it many


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Better information sharing among financial services regulators could improve protections for consumers
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Year: 2004 Publisher: Washington, DC : U.S. General Accounting Office,

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Protecting our financial infrastructure : preparation and vigilance : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, September 8, 2004.
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Year: 2004

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Financial derivatives and the globalization of risk
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ISBN: 9790822334186 Year: 2004 Publisher: Durham (NC): Duke university press,

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Better information sharing among financial services regulators could improve protections for consumers
Authors: ---
Year: 2004 Publisher: Washington, DC : U.S. General Accounting Office,

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Protecting our financial infrastructure : preparation and vigilance : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, September 8, 2004.
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Year: 2004

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Recent developments in hedge funds : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent developments in hedge funds (an investment company that uses high-risk techniques, such as borrowing money and selling short, in an effort to make extraordinary capital gains), focusing on investor protection implications, the differences between hedge funds and investment companies, regulation under federal securities laws, and conflicts of interest, April 10, 2003.
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Year: 2004 Publisher: Washington : U.S. Government Printing Office,

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Micro success story? Transformation of nongovernment organizations into regulated financial institutions
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ISBN: 9715615414 Year: 2004 Publisher: Manila Asian Development Bank

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Real-Resumes for Financial Jobs : including resumes used to change careers and resumes used to gain federal employment
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ISBN: 188528862X 9781885288622 Year: 2004 Publisher: Fayetteville : PREP Publishing,

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Editor Anne McKinneyReviews and ExcerptsThis book offers a rich mix of resumes and cover letters designed to help the career-minded advance in the financial field. From mortgage loan officer, to controller, to accounting manager, you will see examples of resumes used by real people to move in (and up) in the financial industry. Learn how to show off your technical know-how using effective formats and prose.""Distinguished by its highly readable samples."" - Library Journal1-885288-15-8


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The US-EU regulatory dialogue and its future : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, second session, May 13, 2004.
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Year: 2004

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