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Regulation and compliance in operations
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ISBN: 9780750654876 0750654872 9780080516004 0080516009 1282381318 9781282381315 9786612381317 Year: 2004 Publisher: Boston Elsevier Butterworth-Heinemann

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'Regulation and Compliance in Operations' looks at how regulation affects the operations function by focusing on regulatory issues and drivers. As regulatory demands ever increasing, it is important for operations teams to be aware of the important regulatory issues which exist globally. Like any other part of an organization in the financial services industry, operations has rules and regulations to comply with. Although many view regulation as being about rooting out rogue traders and controlling speculators, its role is much more profound than this, and without it many


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Markets and dealers : the economics of the London financial markets.
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ISBN: 0582078512 9780582078512 Year: 1992 Publisher: London Longman

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Wall Street : how it works and for whom
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ISBN: 086091495X Year: 1997 Publisher: London Verso

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Droit des marchés financiers
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ISBN: 2711129454 Year: 1998 Publisher: Paris Litec


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EU securities and financial markets regulation
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ISBN: 9780199664351 9780199664344 9780191641213 0191641219 Year: 2016 Publisher: Oxford Oxford University Press

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The Global Financial Crisis has re-ordered how the EU intervenes in the EU financial market, both with respect to regulation and with respect to supervision. After 5 years of a behemoth reform agenda, the new landscape is now clear. Rule-making power has decisively moved to the EU and radical reforms have been made to the organisation of supervision. This volume provides the first comprehensive, critical, and contextual account of the vast new rule-book which now applies to the EU financial market in the aftermath of the seismic reforms which have followed the financial crisis.

International securities law: a contemporary and comparative analysis
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ISBN: 9041197389 Year: 1999 Publisher: The Hague Kluwer Law International


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Strategic choice and performance in the securities intermediation industry : an empirical analysis of strategic groups in Scandinavia
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ISBN: 9517024991 Year: 1993 Publisher: Helsinki Helsinki school of economics and business administration

Droit des marchés financiers
Authors: ---
ISBN: 2711133362 9782711133369 Year: 2001 Publisher: Paris Litec

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Financieel recht - financieel recht & impact van de invoering van de EURO op de kapitaalmarkten & de financiele instrumenten en het verrichten van diensten op gebied van beleggingen (beleggingsdiensten) & de autoriteiten (controle - autoriteiten) en marktondernemingen (entreprise de marche) & de (financiele) tussenpersonen kredietinstelling(en) ... & de (financiele) markten & transacties uitgevoerd op de markten & de (burgerlijke en strafrechtelijke) aansprakelijkheid van dienstverleners & voorkoming toezicht en behandeling van risico's & liberalisering van de financiele diensten - principes van het communautaire (e.g) recht en toepasselijke wetgeving op markttransacties

Keywords

Financial law --- France --- Finance --- Capital market --- Securities industry --- Law and legislation --- 347.73 --- -Finance --- -Securities industry --- -#ECO:02.04:financiële sector geldmarkt kapitaalmarkt beleggingen beurs --- AA / International- internationaal --- FR / France - Frankrijk --- 347.730 --- 347.728.5 --- 333.611 --- 333.646 --- U75 - Marchés financiers - Financiële markten --- -346.0920944 --- Ja2fra --- Financial services industry --- Funding --- Funds --- Economics --- Currency question --- Capital markets --- Market, Capital --- Financial institutions --- Loans --- Money market --- Securities --- Crowding out (Economics) --- Efficient market theory --- Financieel recht. Commerciele organisatie. Handelsinstellingen --- -Law and legislation --- -Financiële instellingen: algemeen. --- Openbare uitgiften. Plaatsing van effecten. --- Organisatie, reglement, bewaking. --- reglementering van de Beurs. --- -Capital market --- 347.73 Financieel recht. Commerciele organisatie. Handelsinstellingen --- -347.73 --- 346.0920944 --- #ECO:02.04:financiële sector geldmarkt kapitaalmarkt beleggingen beurs --- Organisatie, reglement, bewaking --- reglementering van de Beurs --- Openbare uitgiften. Plaatsing van effecten --- Financiële instellingen: algemeen --- Finance - Law and legislation - France. --- Capital market - Law and legislation - France. --- Securities industry - Law and legislation - France. --- GESTION FINANCIERE --- DROIT BANCAIRE ET FINANCIER --- MARCHES FINANCIERS

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