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'Regulation and Compliance in Operations' looks at how regulation affects the operations function by focusing on regulatory issues and drivers. As regulatory demands ever increasing, it is important for operations teams to be aware of the important regulatory issues which exist globally. Like any other part of an organization in the financial services industry, operations has rules and regulations to comply with. Although many view regulation as being about rooting out rogue traders and controlling speculators, its role is much more profound than this, and without it many
Securities industry --- Law and legislation --- Self-regulation
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Money market. Capital market --- Great London --- Securities industry --- Financial services industry --- Greater London
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Financial law --- France --- Capital market --- Securities industry --- Finance --- Law and legislation --- -Finance --- -Securities industry --- -Financial services industry --- Funding --- Funds --- Economics --- Currency question --- Capital markets --- Market, Capital --- Financial institutions --- Loans --- Money market --- Securities --- Crowding out (Economics) --- Efficient market theory --- -Law and legislation --- -Capital market --- Financial services industry --- Marché financier --- Capital market - Law and legislation - France - Popular works --- Securities industry - Law and legislation - France - Popular works --- Finance - Law and legislation - France - Popular works
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Money market. Capital market --- New York City --- Wall Street (New York, N.Y.) --- Securities industry --- Stockbrokers --- United States --- New York City [New York]
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Financial law --- France --- Capital market --- Marché financier --- Law and legislation --- Droit --- -Finance --- -Securities industry --- -346.0920944 --- Ja2.gfra --- Financial services industry --- Funding --- Funds --- Economics --- Currency question --- Capital markets --- Market, Capital --- Finance --- Financial institutions --- Loans --- Money market --- Securities --- Crowding out (Economics) --- Efficient market theory --- -Law and legislation --- -Capital market --- Securities industry --- Marché financier --- Law
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The Global Financial Crisis has re-ordered how the EU intervenes in the EU financial market, both with respect to regulation and with respect to supervision. After 5 years of a behemoth reform agenda, the new landscape is now clear. Rule-making power has decisively moved to the EU and radical reforms have been made to the organisation of supervision. This volume provides the first comprehensive, critical, and contextual account of the vast new rule-book which now applies to the EU financial market in the aftermath of the seismic reforms which have followed the financial crisis.
Securities --- Financial services industry --- Law and legislation --- Tax law --- European Union --- -financiele markten --- Securities industry --- -Capital market --- -marches financiers --- union europeenne --- Capital markets --- Market, Capital --- -Law and legislation --- europese unie --- Finance --- Financial institutions --- Loans --- Money market --- Crowding out (Economics) --- Efficient market theory --- Marché financier --- Valeurs mobilières --- Services financiers --- Droit européen --- Droit européen. --- -Marché financier --- -Securities industry --- -Securities
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Financial law --- Securities industry --- Securities. --- International cooperation. --- Securities --- Financial services industry --- Blue sky laws --- Capitalization (Finance) --- Investment securities --- Portfolio --- Scrip --- Securities law --- Underwriting --- Investments --- Investment banking --- International cooperation --- Law and legislation
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Investment banking --- Securities industry --- 336.76 --- 336.76 Beurswezen. Geldmarkt. Valutamarkt. Binnenlandse geldmarkt. Valutamarkt --- Beurswezen. Geldmarkt. Valutamarkt. Binnenlandse geldmarkt. Valutamarkt --- Financial services industry --- Banks and banking, Investment --- Investment banks --- Financial institutions --- Securities --- Business management
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Financieel recht - financieel recht & impact van de invoering van de EURO op de kapitaalmarkten & de financiele instrumenten en het verrichten van diensten op gebied van beleggingen (beleggingsdiensten) & de autoriteiten (controle - autoriteiten) en marktondernemingen (entreprise de marche) & de (financiele) tussenpersonen kredietinstelling(en) ... & de (financiele) markten & transacties uitgevoerd op de markten & de (burgerlijke en strafrechtelijke) aansprakelijkheid van dienstverleners & voorkoming toezicht en behandeling van risico's & liberalisering van de financiele diensten - principes van het communautaire (e.g) recht en toepasselijke wetgeving op markttransacties
Financial law --- France --- Finance --- Capital market --- Securities industry --- Law and legislation --- 347.73 --- -Finance --- -Securities industry --- -#ECO:02.04:financiële sector geldmarkt kapitaalmarkt beleggingen beurs --- AA / International- internationaal --- FR / France - Frankrijk --- 347.730 --- 347.728.5 --- 333.611 --- 333.646 --- U75 - Marchés financiers - Financiële markten --- -346.0920944 --- Ja2fra --- Financial services industry --- Funding --- Funds --- Economics --- Currency question --- Capital markets --- Market, Capital --- Financial institutions --- Loans --- Money market --- Securities --- Crowding out (Economics) --- Efficient market theory --- Financieel recht. Commerciele organisatie. Handelsinstellingen --- -Law and legislation --- -Financiële instellingen: algemeen. --- Openbare uitgiften. Plaatsing van effecten. --- Organisatie, reglement, bewaking. --- reglementering van de Beurs. --- -Capital market --- 347.73 Financieel recht. Commerciele organisatie. Handelsinstellingen --- -347.73 --- 346.0920944 --- #ECO:02.04:financiële sector geldmarkt kapitaalmarkt beleggingen beurs --- Organisatie, reglement, bewaking --- reglementering van de Beurs --- Openbare uitgiften. Plaatsing van effecten --- Financiële instellingen: algemeen --- Finance - Law and legislation - France. --- Capital market - Law and legislation - France. --- Securities industry - Law and legislation - France. --- GESTION FINANCIERE --- DROIT BANCAIRE ET FINANCIER --- MARCHES FINANCIERS
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Money market. Capital market --- History --- Securities --- Securities industry --- Valeurs mobilières --- History. --- Histoire --- Industrie --- AA / International- internationaal --- 333.600 --- 333.17 --- 336.76 --- 338 <09> --- -Securities industry --- -332.632 --- Financial services industry --- Blue sky laws --- Capitalization (Finance) --- Investment securities --- Portfolio --- Scrip --- Securities law --- Underwriting --- Investments --- Investment banking --- Financiële markten. Kapitaalmarkten (algemeenheden). --- Crises, saneringen en hervormingen van het bankwezen. --- Beurswezen. Geldmarkt. Valutamarkt. Binnenlandse geldmarkt. Valutamarkt --- Economische geschiedenis --- Law and legislation --- 338 <09> Economische geschiedenis --- 336.76 Beurswezen. Geldmarkt. Valutamarkt. Binnenlandse geldmarkt. Valutamarkt --- Valeurs mobilières --- 332.632 --- Crises, saneringen en hervormingen van het bankwezen --- Financiële markten. Kapitaalmarkten (algemeenheden)
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