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Mirroring the long-established structure of the financial industry, EU financial regulation as we know it today approaches banking, insurance and investment services separately and often divergently. In recent decades however, the clear separation between financial sectors has gradually evaporated, as business lines have converged across sectors and FinTech solutions have emerged which do not fit traditional sector boundaries. As the contours of the traditional tripartition in the financial industry have faded, the diverging regulatory and supervisory treatment of these sectors has become increasingly at odds with economic reality. This book brings together insights developed by distinguished researchers and industry professionals in a series of articles analysing the main areas of EU financial regulation from a cross-sectoral perspective. For each specific research theme - including prudendial regulation, corporate governance and conduct of business rules - the similarities, as well as gaps, overlaps and unjustifiable differences between banking, securities and insurance regulation, are clearly presented and discussed. This innovative research approach is aimed at informing law and policymakers on potential improvements to EU financial regulation whilst also supporting legal and compliance professionals applying the current framework or looking to streamline compliance processes.

Banking law --- Financial institutions --- Financial services industry --- Securities --- Law and legislation --- Institutions financières --- Contrôle prudentiel --- Consommateurs --- Protection --- Droit --- Institutions financières --- Contrôle prudentiel

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This book provides a comprehensive and expert examination of the Markets in Financial Instruments Directive II, which comes into force in January 2018 and will have a major impact on investment firms and financial markets. It offers detailed guidance on interpretation of MiFID II, its measure and aims which include: to increase transparency; better protect investors; reinforce confidence; address unregulated areas; and ensure that supervisors are granted adequatepowers to fulfil their tasks.After a thorough overview of the various innovative features of the new legislative framework in comparison with the former MiFID, the book's chapters are grouped thematically to cover the following areas: general aspects; investment firms and investment services; trading; supervision and enforcement; and reform perspectives.Offering high-quality analysis of both the theoretical and practical aspects of MiFID II, this book is an essential guide to this major EU legislation. It brings together the expert opinions of leading practitioners and legal and economic scholars with access to practice, providing a variety of perspectives on the new regime and the likely effect of the increased regulation.

Finance --- Financial institutions --- Financial instruments --- Monetary policy --- Financial intermediaries --- Lending institutions --- Associations, institutions, etc. --- Capital instruments --- Legal instruments --- Negotiable instruments --- Law and legislation --- Instruments financiers --- Finances --- Politique monétaire --- Institutions financières --- Gouvernance économique --- Banques --- Droit --- Droit européen --- European Parliament. --- Droit européen. --- Investments --- Financial services industry --- Securities --- Politique monétaire --- Institutions financières --- Gouvernance économique --- Droit européen.

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"The global shift from securities being held directly by an investor to many securities being held via an intermediary raises important legal issues, including the impact on the rights of investors and the enforcement of those rights against intermediaries and issuers. The cross-border nature of such issues adds another layer of complexity and reduces legal certainty. Against this, intermediation offers benefits for many investors including a reduction in costs and the facilitation of the use of securities in the collateral, repo and securities lending markets.This book will cover a number of topics relating to intermediated securities including the history of intermediation, the benefits and problems in the current system of intermediated securities and how future legal and technological developments could help to resolve these problems while retaining the benefits of intermediation. It also examines the possible impact of FinTech on this area, in particular the potential for Blockchain to be used, the extent to which this will solve some of the difficulties that currently exist, and whether it will create new difficulties that will need to be overcome.This important statement on the question of intermediation will appeal to corporate law academics, practitioners and to students of corporate law"--

Intermediation (Finance) --- Securities. --- Law and legislation. --- Money. Monetary policy --- Financial law --- Institutions financières --- Intermédiation financière --- Finances --- Titres intermédiés (droit financier) --- Droit --- Droit. --- E-books --- Banking law --- Blue sky laws --- Capitalization (Finance) --- Investment securities --- Portfolio --- Scrip --- Securities --- Securities law --- Underwriting --- Investments --- Investment banking --- Law and legislation --- Intermediated securities --- Institutions financières --- Intermédiation financière --- Titres intermédiés (droit financier)

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Vous dirigez une entreprise active dans le secteur des services et marchés financiers ? Vous êtes juriste au sein d’une telle entreprise ? Vous êtes avocat et comptez parmi vos clients des sociétés issues de ce secteur ?Cet ouvrage vous est destiné.La FSMA, l’autorité belge des services et marchés financiers, exerce le contrôle du secteur financier belge aux côtés de la Banque Nationale de Belgique. Pour mener à bien sa mission, la FSMA est dotée de larges pouvoirs d’investigation et de sanction. Elle est donc un acteur que les entreprises actives dans le secteur des services et marchés financiers ne peuvent ignorer. Lorsque ces entreprises ne respectent pas les règles dont la FSMA assure le contrôle, elles sont susceptibles de faire l’objet d’une ou de plusieurs sanction(s) administrative(s) au terme d’une procédure devant la Commission des sanctions de la FSMA. Elles peuvent aussi se voir proposer la conclusion d’un règlement transactionnel avec le Comité de direction de la FSMA, afin d’éviter une procédure devant la Commission des sanctions.Cet ouvrage consiste en une analyse de l’ensemble des règlements transactionnels et décisions de sanction disponibles sur le site internet de la FSMA au 7 septembre 2020. Il permettra au lecteur de se familiariser avec la façon dont la FSMA interprète la réglementation financière et conduit les procédures de sanctions.

Belgique --- Banking law --- Financial institutions --- Administrative procedure --- Sanctions, Administrative --- Compromise (Law) --- Banques --- Institutions financières --- Marché financier --- Procédure administrative --- Sanctions administratives --- Transaction (Droit) --- Law and legislation --- Droit --- Belgium. --- E-books --- Contrôle prudentiel --- Autorités de régulation et de surveillance financière --- Autorités de marché --- Réglementation

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Les institutions financières publiques sont très souvent associées aux finances publiques et au droit public de l'économie. Il n'en demeure pas moins que la nature et le régime juridique de ces institutions sont continuellement discutés.Cet ouvrage se propose, au-delà de la détermination du droit qui leur est applicable, de dresser une typologie des institutions financières publiques (1re partie). Il entend également montrer que les institutions financières publiques doivent continuellement s'adapter à la conjoncture économique et financière tant nationale qu'européenne ou internationale. D'

Financial law --- E-books --- FR / France - Frankrijk --- AA / International- internationaal --- 336.00 --- 336.452 --- 336.80 --- 333.21 --- 333.112.0 --- Finances publiques Overheidsfinanciën --- Institutions Instellingen --- Organisatie van de overheidsfinanciën. Overheidsuitgaven en -inkomsten: algemeenheden --- Beheer van financiën. Schatkist. Deposito- en Consignatiekas --- Theorieën over de financiële tegemoetkomingen van de Staat --- Officiële spaarinstellingen --- parastatale kredietinstellingen: algemeen --- Financial institutions --- Finance, Public --- Institutions financières --- Finances publiques --- Law and legislation --- Droit --- EPUB-ALPHA-I EPUB-LIV-FT LIVDROIT STRADA-B --- France --- Institutions financières spécialisées --- Banques --- Belgique --- Finance