TY - BOOK ID - 84547187 TI - Monaco : Technical Note on IOSCO Objectives and Principles of Securities Regulation: Update. AU - International Monetary Fund. AU - International Monetary Fund PY - 2008 SN - 1455270210 1452708061 1280886293 9786613727602 1451984995 PB - Washington, D.C. : International Monetary Fund, DB - UniCat KW - Finance: General KW - Industries: Financial Services KW - Pension Funds KW - Non-bank Financial Institutions KW - Financial Instruments KW - Institutional Investors KW - General Financial Markets: Government Policy and Regulation KW - Finance KW - Financial services law & regulation KW - Mutual funds KW - IOSCO Objectives and Principles of Securities Regulations KW - Financial institutions KW - Financial regulation and supervision KW - Banks and banking KW - State supervision KW - Monaco KW - Iosco Objectives and Principles of Securities Regulations UR - https://www.unicat.be/uniCat?func=search&query=sysid:84547187 AB - This Technical Note reviews the International Organization of Securities Commissions’s (IOSCO) Objectives and Principles of Securities Regulation for Monaco. It reveals that overall, there has been progress in implementing the Offshore Financial Center assessment recommendations in most areas of securities regulation, but more needs to be done on key topics. In granting a license to conduct investment activities, the Commission de Contrôle des Activités Financières (Financial Activity Supervisory Commission) considers the professional qualifications of individuals, the company’s systems and controls, and its sources of capital. ER -