TY - BOOK ID - 6193599 TI - EC securities regulation. PY - 2008 SN - 9780199202744 0199202745 PB - Oxford Oxford university DB - UniCat KW - Securities KW - EEC / European Union - EU -Europese Unie - Union Européenne - UE KW - 333.604 KW - Securities industry KW - -Capital market KW - -346.092094 KW - Uh3.3 KW - Capital markets KW - Market, Capital KW - Finance KW - Financial institutions KW - Loans KW - Money market KW - Crowding out (Economics) KW - Efficient market theory KW - Financial services industry KW - Reglementering van de financiële markten. Controle op de uitgifte van effecten. KW - Law and legislation KW - -Law and legislation KW - -Securities KW - -EEC / European Union - EU -Europese Unie - Union Européenne - UE KW - 346.092094 KW - Reglementering van de financiële markten. Controle op de uitgifte van effecten KW - Securities - European Union countries. UR - https://www.unicat.be/uniCat?func=search&query=sysid:6193599 AB - EU effecten effectenreglementering kapitaal prospectus transparantie instellingen voor collectieve belegging - ICB 's UCITS investeringen investeringsregime MIFID trading - tradingmarkt marktmisbruik institutioneel kader toezicht controle - Inhoudstafel: Part I Introduction 1: Introduction Part II Capital Raising 2: Capital Raising Part III Collective Investment Schemes 3: Collective Investment Schemes Part IV The EC Investment-services Regime 4: The Regulation of Investment Services providers: the EC Regime 5: The Investment-services Passport 6: The Prudential Regulation of Investment Services Providers and Conflict-of-Interest Regulation 7: Protective Regulation 8: Gatekeepers 9: Investor Compensation Part IV Trading Markets 10: Order Execution 11: The Settlement of Securities Transactions Part V Market Abuse 12: Market AbusePart VI The Institutional Structure of EC Securities Regulation 13. The Rule-making Structure 14: Supervision- Beschrijving: In the wake of radical and far-reaching legal market and institutional reforms which followed the completion of the Financial Services Action Plan the EC regime for Securities Regulation now governs Community financial markets and has almost replaced national law in this area. This long-awaited second edition considers the extensive new regime in its legal institutional political market context and assesses the forces which have shaped it. Far-reaching reforms have followed from the coincidence of law-making reform under the Lamfalussy process with the regulatory reforms adopted under the Financial Services Action Plan. This book considers key measures including the 2003 Prospectus Directive the 2003 Market Abuse Directive the 2004 Transparency Directive the reforms to the UCITS regime the groundbreaking 2004 Markets in Financial Instruments Directive and the extensive developments in clearing and settlement. A new chapter addresses the treatment of gatekeepers. Detailed attention is given throughout the book to the extensive rules which apply at level 2 and to the level 3 process. New chapters have also been added on law-making and supervision following the dramatic developments which followed the establishment of the Committee of European Securities Regulators. The influence wielded by the CESR on EC securities regulation is a key undercutting theme of the book. ER -