TY - BOOK ID - 135200699 TI - Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011. PY - 2012 PB - Washington : U.S. G.P.O., DB - UniCat KW - Stockbrokers KW - Investment advisors KW - Legal status, laws, etc. KW - Legal status, laws, etc. KW - United States. UR - https://www.unicat.be/uniCat?func=search&query=sysid:135200699 AB - ER -